Model of bidirectional reflectance distribution function for metallic materials
Wang Kai1, Zhu Jing-Ping1, †, , Liu Hong1, 2, Hou Xun1
Key Laboratory for Physical Electronics and Devices of Ministry of Education and Shaanxi Key Laboratory of formation Photonic Technique, Xi’an Jiaotong University, Xi’an 710049, China
The State Key Laboratory of Astronautic Dynamics, Xi’an Satellite Control Center, Xi’an 710043, China

 

† Corresponding author. E-mail: jpzhu@mail.xjtu.edu.cn

Abstract
Abstract

Based on the three-component assumption that the reflection is divided into specular reflection, directional diffuse reflection, and ideal diffuse reflection, a bidirectional reflectance distribution function (BRDF) model of metallic materials is presented. Compared with the two-component assumption that the reflection is composed of specular reflection and diffuse reflection, the three-component assumption divides the diffuse reflection into directional diffuse and ideal diffuse reflection. This model effectively resolves the problem that constant diffuse reflection leads to considerable error for metallic materials. Simulation and measurement results validate that this three-component BRDF model can improve the modeling accuracy significantly and describe the reflection properties in the hemisphere space precisely for the metallic materials.

1. Introduction

For precisely describing the reflection behaviors of surfaces, the bidirectional reflectance distribution function (BRDF) has been widely used in optical remote sensing,[1] object detection and recognition,[2] environmental monitoring,[3] and other fields of scientific research.[4] The BRDF models can be divided into two classes:[5] empirical and analytical. The empirical model relies mainly on experience and experimental data,[6] while the analytical model is based on a first-principles modeling approach. Typically, most models are hybrid, instead of purely analytical or empirical. Moreover, the analytical model can be further divided into the physical optics model based on Kirchhoff approximation[7,8] and geometrical optics models based on microfacet theory.

Most surfaces are neither ideal specular reflectors nor ideal diffuse reflectors. A geometrical optics model, which assumes that the surface consists of small, randomly disposed mirror-like microfacets, was proposed by Torrance and Sparrow.[9] Specular reflection from these facets plus a diffuse component which is assumed to be perfect Lambertian due to multiple reflections was postulated as the basic mechanism of the reflection process. Phong simplified the Torrance–Sparrow (T–S) model and proposed a reflectance model that was a linear combination of specular and diffuse reflection. This model is the first description for non-Lambertian surfaces and is a well-known class of BRDF models based on cosine lobes.[10] A reflectance model proposed by Cook incorporated the Fresnel term into the T–S model to capture the wavelength dependency of the first surface reflection.[11] He presented a sophisticated analytical BRDF model[12] based on physical optics for isotropic materials.[13,14] This model considers important phenomena associated with the wave-like nature of light such as diffraction and interference. However, the model is cumbersome to compute and the values of the parameters required by the model are not always easily obtainable. Based on the T–S model and probability and statistics, Wu presented a five-parameters statistical model.[15] It simplifies the experimental measurement and can avoid the problem of acquiring the roughness parameter and optical constant of samples for rough surfaces and coatings. This model is optimized by genetic algorithms to study the 1D conducting and dielectric rough surface in the microwave band.[16,17] A new semi-empirical seven-parameter BRDF model based on a five-parameter statistical model was developed in the UV band with measured data.[18] Wang presents a six-parameter model through fitting processing of measured data based on the simulated annealing algorithm.[19]

All of above models divide the reflected light into a specular component and a diffuse reflection component which follows the Lambert law. Unfortunately, most of our tests for metallic materials show that there are considerable errors if the diffuse reflection is a constant. Aiming to address these defects, a BRDF model based on a three-component assumption is presented.

2. Three-component BRDF model

The bidirectional reflectance distribution function (BRDF) denotes the basic optical properties and describes the distribution of the reflected energy in the hemisphere. It is defined as[20]

where (θi,ϕi) and (θr,ϕr) denote the directions of incident and reflected beams, respectively, the angel α is the polar angle from the mean surface normal to the microfacet normal n, β is the incident angle onto and reflected angle from a microfacet as measured from the microfacet normal. Radiance dLr is the radiant power flow per unit solid angle and unit area normal to the rays, and irradiance dEi is the power flux density irradiating a surface per unit area of the surface. The geometry of the incident and reflected beams is shown in Fig. 1.

Fig. 1. Geometric illustration of angle variables for description of a BRDF.

Most geometrical optics BRDF models considered scattered radiance as the sum of specular radiance and diffuse radiance. Although diffuse reflection was considered as a sum of multiple reflection and volume scattering by many researchers, both of the two parts were treated as Lambertian reflection. Unfortunately, these models with two-component assumption do not agree well with experimental results of metallic materials. Therefore, we analyze the physical mechanism of the interaction between the light and object, and divide the reflect light into three components: specular reflection, directional diffuse reflection, and ideal diffuse reflection. The three-component assumption describes the reflection process with more detail and accuracy, as shown in Fig. 2.

Fig. 2. Interaction between the light and object.

The specular reflection, directional diffuse reflection, and ideal diffuse reflection are denoted by fs, fdd, and fid, respectively. Therefore, the BRDF expression reads

where ks, kdd, and kid are the coefficients of the three components, respectively.

Specular reflection is considered according to the microfacet theory in which each microfacet agrees with Snell’s law and its slope follows Gaussian distribution. The BRDF expression of the specular reflection fs can be given by[9]

where G is the geometrical attenuation factor[21] that accounts for shadowing/masking.

The directional diffuse reflection (also called multiple reflection) is formed by the light rebounding many times on the uneven surface of the sample. This part was assumed to be uniformly distributed in hemisphere space in the existing model. However, it does not fit well with our measurements in which the directional diffuse reflection of metallic materials reaches the peak value around 0° reflection angle and has smaller values with a larger reflection angle. The spatial distribution of the multiple reflected light is not homogeneous for metallic materials, and we find that fdd follows a Gaussian distribution from our measurement results. The expression of fdd is given by

where the parameter σm is acquired by fitting it with the experimental data.

Ideal diffuse reflection is formed by the beam that enters into sample subsurface, interacts with the interior material, and penetrates the surface. fid is homogeneous in the entire hemisphere, so it is a constant, i.e.,

3. Test and validation
3.1. Determination of parameters

Three typical kinds of metal materials, Al, Cu, and Fe, are measured using a Dimension ICON piezoresponse force microscope which is produced by BRUCKER Corporation. The surface roughness of Cu and Fe are σCu = 0.070 μm and σFe = 0.115 μm, respectively. In addition, three Al samples with a different surface roughness (σAl = 0.087 μm, 0.142 μm and 0.782 μm) are chosen to validate the three-component BRDF model. The device and metallic samples are shown in Fig. 3.

Fig. 3. (a) Piezoresponse force microscope and (b) metallic materials: Al (left) with different roughness, Cu (middle) and Fe (right).

The experimental setup consists of a 632.8 nm laser, an LM-5 silicon probe laser power meter, a turntable measurement and control unit. It is schematically shown in Fig. 4.

Fig. 4. Schematic view of the BRDF measurements.

In the experiment, the distance of illumination and detection for the measured sample kept a constant value in different angles. Thus, the paths of both the laser and detector are two semicircles with one center of the circle. The laser source was fixed to θi = 0° (the direction illuminates the sample surface vertically). The reflected light from the sample surface was received by the moving detector when the reflection angle ranged from − 80° to 80°. The location of the laser source was changed every 10° and the operation of the detector repeats the above steps until the distribution of the reflected light in the whole plane of incidence in different incident angles ranging from 0° to 80° was acquired.

The whole BRDF data in different reflection angles from −80° to 80° with a step of 10° in the plane of incidence can be acquired when the illumination zenith angle ranges from 0° to 80° with the same step as the reflection angles. The parameters ks, kdd, and kid of the three metallic samples in different angular conditions were analyzed and determined by matching measured data. It was found that kdd, kid, and σm are invariable in different incident angles for the three metallic samples, while the amplitude of the peak value of fs strengthened distinctly with the increase of θi. We find that kdd = 900, kid = 25, and σm = 0.7 are best fitting parameters for the three samples. The ks of Al with different surface roughness σ, Cu and Fe in different incident angles are shown in Tables 1 and 2.

Table 1.

The parameter ks of Al with different surface roughness.

.
Table 2.

The parameter ks of different metallic materials.

.

From Tables 1 and 2, we find that ks is different for different metallic materials as well as for the same metallic material with different surface roughness.

Thus, the complete expression of BRDF model can be written as

The normalized BRDF of the three-component model and measurements for metallic Fe in different incident angles is shown in Figs. 5(a)5(c). It shows that this model fits well with the measurements.

Fig. 5. Relationship of normalized BRDF and reflected angle at different incident angles for Fe (a) θi = 20°, (b) θi = 40°, (c) θi = 60°.
3.2. Validation of three-component BRDF model

In order to validate the three-component BRDF model given in this paper, the BRDF of Al with different surface roughness σ and Cu were measured for θi = 20°, 40°, and 60°. The simulation and measurement results are compared as shown in Fig. 6. Note that f / f (θi) in the figure are normalized with respect to their values at the specular angles (θi = θr). Observation of both of the two model predictions is in the specular plane (|φiφr| = π).

Fig. 6. Relationship of normalized BRDF and reflected angle at different incident angles. (a) Incident angle 20°Al with different σ; (b) incident angle 20° Cu; (c) incident angle 40° Al with different σ; (d) incident angle 40° Cu; (e) incident angle 60° Al with different σ; and (f) incident angle 60° Cu.

Figures 6(a), 6(c), and 6(e) show the value of f / f (θi) for Al with different surface roughness. We find that the diffuse reflection accounts for a higher proportion at different incident angles when the surface roughness is larger, i.e., σ = 0.782 μm. The diffuse reflection we present matches well with the measurements. When the surface roughness is small, the results show that the specular reflection peak increases gradually with the incident angle for both metallic materials. The BRDF curve is sharper for larger incident angles, which indicates that the reflected energy is more concentrated. Furthermore, the directional diffuse reflection is stronger when θr is around 0° and it drops off at larger reflect angles. This also indicates that the larger the surface roughness is, the smaller and smoother the specular peak is at the same incident angle. Finally, the three-component model and T–S model of the two metallic samples for θi = 20°, 40°, and 60° are compared. Compared with measurements, the root mean square error (RMSE) of T–S model (RMSE1) and RMSE of three-component model (RMSE2) for θi = 20°, 40°, and 60° are given in Table 3.

Table 3.

The RMSE between two models and measurements.

.

It shows that our three-component model significantly improves the modeling accuracy of BRDF and can accurately describe the distribution characteristics of the reflected energy of the metallic material in the hemisphere, although the error between the model and measured data still exists at large reflected angles. We will decrease the error of the BRDF model when incidence is approaching the grazing angle in the future.

4. Conclusion

A three-component BRDF model with specular reflection, directional diffuse reflection, and ideal diffuse reflection is presented. The specular reflection component is given by microfacet theory. Directional diffuse reflection is assumed as Gaussian distribution from measurements and ideal diffuse reflection is uniform distribution. The coefficients are determined by experimental results and the expression of the three-component BRDF model is given. Three kinds of typical metallic materials with different roughnesses are measured for θi = 20°, 40°, and 60°. Simulations and tests validate that the modeling error of T–S model has been obviously decreased by the three-component model. It indicates that the three-component BRDF model improves the modeling accuracy of the metallic materials significantly and describes the distribution characteristics of the reflected energy in the hemisphere space precisely.

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